| Member Name |
PhillipCapital (India) Private Limited |
| Trade Name |
PhillipCapital (India) Private Limited |
| Member Code |
1255 |
| SEBI Registration Number |
INZ000169632 |
| SEBI Registration Date |
21-MAR-2018 |
| Constitution |
Company |
Year of Incorporation |
1999 |
| Year of NCDEX Membership |
2018 |
| List of APs registered as on 04-APR-2026 |
Click Here to View Authorized Person Details 
|
| List of dealing offices as on 04-APR-2026 |
Click Here to View Dealing offices details of member
|
| Investor Grievance Email ID |
customeraffairs@phillipcapital.in |
| Types of Clients Served (Proprietary/Institutional/Retail) |
|
| Registered Office Address |
No1,18th Floor, Urmi Estate, 95 Ganpatrao Kadam Marg, Lower Parel MUMBAI 400013 MAHARASHTRA |
| City |
MUMBAI |
| Pin Code |
400013 |
| Phone Number |
24831919 |
| Fax Number |
24942056 |
| Email ID |
compliance@phillipcapital.in |
| Correspondence Office Address |
No1, 18th Floor, Urmi Estate, 95 Ganpatrao Kadam Marg, Lower Parel MUMBAI 400013 MAHARASHTRA |
| City |
MUMBAI |
| Pin Code |
400013 |
| Phone Number |
24831919 |
| Fax Number |
24942056 |
| Email ID |
nparikh@phillipcapital.in |
| Website address |
http://www.phillipcapital.in
|
| Mobile Application |
|
| Social Media Details |
|
|
|
| Name |
Nihit Parikh |
| Designation |
Designated Director |
| Name |
Rohan Raut |
| Email ID |
rraut@phillipcapital.in;compliance@phillipcapital.in |
| Contact Number |
66551428 |
| Mobile Number |
9766542383 |
| Sr.No. |
Director Name |
Designated Director |
|
| Summary of complaints received |
| Count of complaints |
|---|
| Status
| Oct-25 |
Nov-25 |
Dec-25 |
Jan-26 |
Feb-26 |
Mar-26 |
| Opening |
0 |
0 |
0 |
0 |
0 |
0 |
| Received |
0 |
0 |
0 |
0 |
0 |
0 |
| Closed |
0 |
0 |
0 |
0 |
0 |
0 |
| Pending |
0 |
0 |
0 |
0 |
0 |
0 |
|
| Summary of complaints received |
| Count of complaints |
|---|
| Status
| Oct-25 |
Nov-25 |
Dec-25 |
Jan-26 |
Feb-26 |
Mar-26 |
| Opening |
0 |
0 |
0 |
0 |
0 |
0 |
| Received |
0 |
0 |
0 |
0 |
0 |
0 |
| Closed |
0 |
0 |
0 |
0 |
0 |
0 |
| Pending |
0 |
0 |
0 |
0 |
0 |
0 |
|
| Summary of Arbitration Cases |
| Count of cases |
|---|
| Status
| Oct-25 |
Nov-25 |
Dec-25 |
Jan-26 |
Feb-26 |
Mar-26 |
| Opening |
0 |
0 |
0 |
0 |
0 |
0 |
| Received |
0 |
0 |
0 |
0 |
0 |
0 |
| Closed |
0 |
0 |
0 |
0 |
0 |
0 |
| Pending |
0 |
0 |
0 |
0 |
0 |
0 |
|
| Status |
2024-25 |
2025-26 |
2026-27 |
| Total Count of Complaints Closed |
- |
- |
- |
| Admissible Claim amount * |
- |
- |
- |
| *As decided in GRC |
- |
- |
- |
|
| Particulars |
2023-24 |
2024-25 |
2025-26 |
2026-27 |
|
Total monetary penalty levied on enforcement actions taken (Includes penalty levied through Orders and Action Letters) (In Rs.)
|
0 |
0 |
0 |
0 |
|
Details of Orders issued by Member Committee of NCDEX
|
| Orders issued (count) |
0 |
0 |
0 |
0 |
| Orders issued details |
NA
|
NA
|
NA
|
NA
|
| Interim / Defaulter / Expulsion orders, if any, issued against the Trading Members by NCDEX |
NA
|
NA
|
NA
|
NA
|
|
| Particulars |
2023-24 |
2024-25 |
2025-26 |
2026-27 |
| Orders issued by other Exchanges |
View
|
View
|
View
|
View
|
|
| Sr.No. |
Date of order |
Name of the Exchange / Entity Issuing the Order |
Reference Number |
Action Taken (Monetary/non-monetary) |
Penalty Amount |
Order PDF (Attach PDF) |
Disclaimer: The details of disciplinary actions or orders displayed on the website are obtained from the respective stock exchanges. Users are advised to contact the relevant stock exchange for any queries or complaints/grievance concerning these actions. These details are provided for information purposes only and National Commodity & Derivatives Exchange Limited (“NCDEX”) disclaims all liability or responsibility for the accuracy, completeness, authenticity or relevance of the actions/orders of other stock exchanges which are displayed on NCDEX website.
|
| Particulars |
2023-24 |
2024-25 |
2025-26 |
2026-27 |
| Orders issued by SEBI |
View
|
View
|
View
|
View
|
|
| Sr.No. |
Date of order |
Name of the entity issuing the Order |
SEBI Registration Number |
Name of Trading Member |
Action Taken (Monetary/non-monetary) |
Order PDF (Attach PDF) |
Disclaimer: The details of disciplinary actions or orders displayed on the website are obtained from the Securities and Exchange Board of India (“SEBI”) and reflects what is available on SEBI’s official website. Users are advised to contact SEBI directly for any queries or complaints/grievance concerning these actions. These details are provided for information purposes only and National Commodity & Derivatives Exchange Limited (“NCDEX”) disclaims all liability or responsibility for the accuracy, completeness, authenticity or relevance of the actions/ orders of SEBI which are displayed on NCDEX website.
|
| Sr.No. |
Name of the Company |
Financial Market Sector |
SEBI Registration Number, if any |
| 1 |
Phillip Commodities India Pvt Ltd |
NA |
No |
| 2 |
Phillip Finance & Investment Services India Pvt Ltd |
NA |
No |
| 3 |
Phillip Centralised Services India Private Limited |
NA |
No |
| 4 |
Phillip (India) Pvt Ltd |
NA |
No |
| 5 |
Phillip Services India Private Limited |
NA |
No |
| 6 |
Phillip Ventures IFSC Pvt Ltd |
NA |
INZ000263333 |
|
| Particulars |
Mar-26 |
Sep-25 |
Mar-25 |
Sep-24 |
Mar-24 |
Sep-23 |
| Number of employees of TM (as reported by member in RBS) |
0 |
0 |
0 |
428 |
416 |
422 |
| Number of branches of TM (as reported by member in RBS) |
0 |
0 |
0 |
6 |
7 |
7 |
| Total number of active clients (traded at least once in last 1 year) |
0 |
0 |
0 |
41 |
38 |
37 |
| Number of APs/affiliates registered with Exchanges |
0 |
0 |
1 |
3 |
4 |
12 |
|
| Sr.No. |
Account Name |
Account Number |
IFSC Code |
Account Purpose |
|
| Trading member Net worth (as per LC Gupta) (Rs. in crores) as on 30-SEP-2025 |
Rs. 400.37 crores |
